03.16.20
SEC Extends Form ADV Deadline for Advisory Firms Affected by COVID-19
by: Mark, Jr. Schoeff
The SEC announced it is extending the deadline for filing registration paperwork for investment advisors who have been affected by COVID-19. Registered investment advisors now have until April 30 to submit an amended Form ADV and Form ADV Part 2. The SEC said advisors are eligible for the filing relief if they are “unable to meet a filing deadline or delivery requirement due to circumstances related to current or potential effects of COVID-19.”
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