Demand for Some Annuities Rising in COVID-19 Market

05.20.20

SEC to Watch from Home at Least Through Mid-July

05.20.20

SEC Reg BI, Form CRS Exams to Start in July

05.20.20

FINRA Extends Postponement of In-Person Arbitration Hearings Through July 31

05.15.20

SIFMA Reaches Agreement with Exchanges in U.S. Database Dispute

Reuters

05.15.20

SEC Puts Pressure on Fee Transparency in Increasingly Complex Wrap Accounts

InvestmentNews

05.15.20

SEC Launches PPP Loan Sweep of Public Companies

Think Advisor

05.15.20

FINRA: Fraud Continues to Be Major Challenge During Pandemic

Think Advisor

05.15.20

FINRA Issues State-Ordered Stay-at-Home Guidelines for Members

Financial Advisor

05.15.20

FINRA Clarifies Sales Contest Restrictions for Proposal to Align Suitability, Reg BI

InvestmentNews

05.13.20

Stay-the-Course Retirement Ethos Keeps Pandemic Panic in Check

Bloomberg Tax

05.13.20

Iowa Adopts Best-Interest Standard for Annuity Sales

Think Advisor

05.13.20

FINRA Announces Delay in Online Test-Taking Registration

Think Advisor

05.13.20

Advisor or Broker: The Clarity the Industry Needed From the SEC

Financial Advisor IQ

05.11.20

SEC Orders Exchanges, FINRA to Produce Single Market Data Plan

Pensions & Investments

05.11.20

Only 23 Percent Of Surveyed Investors Say They Trust Financial Advisors

Financial Advisor

05.11.20

Court Expedites Reg BI Oral Argument

Think Advisor

05.11.20

Advisors Turned to Active Management, Rebalanced During Downturn: Fidelity

InvestmentNews

05.06.20

SEC: Investors Need Timely Information on Muni Bond Issues

Think Advisor

Innovation | 05.27.20

Innovator Spotlight: InterGen Data — An Artificial Intelligence Platform that Predicts Life Events

Leadership Perspectives | 05.27.20

Anyway, Anyhow, Anywhere: Industry Members Rise to Challenge of Working Remotely

by Rich Blake

Insights | 05.26.20

The Hot Wealth Tech: Humans

by Telis Delos

Regulatory Outlook | 05.26.20

FINRA Legal Chief Clarifies Suitability Rule Status After Reg BI

by Melanie Waddell

Insights | 05.20.20

Diminished Capacity and Elder Abuse – a Financial Advisor’s Duty

by Barbara Mallon, Mallon & Johnson, & Matthew Dougherty & Elizabeth Hill, The Huntington Investment Company

Leadership Perspectives | 05.13.20

Getting Through a Crisis

by Paul A. Werlin, President of Human Capital Resources, Inc.

Insights | 05.06.20

Stressed Advisors Get Reg BI Resources But No Reprieve

by Rich Blake

Insights | 04.29.20

Financial Product Usage Creates Trust, Which Engenders Loyalty

by Larry Cohen, Director, Consumer Financial Decisions, Strategic Business Insights & Tim Kehrer, Research Director, Kehrer Bielan Research & Consulting

A Multi-Pronged Secret Weapon for Stressful Times

Innovation | 04.22.20

Innovator Spotlight: ATA RiskStation

by Rich Blake

BISA’s Smart Investment Study Points to Power of Investment Services to Retain, Grow Bank Deposits

Leadership Perspectives | 04.22.20

Bank Investment Services Revenue Expected to Fall 20%-30% in Coming Quarters

by The Kehrer Bielan Team

Regulatory Outlook | 04.15.20

Crunch Time Arrives for Firms Preparing to Comply With Reg BI

by Rich Blake

COVID-19 | 04.08.20

Business Operations: Community Banks, Credit Unions, Step Up In COVID-19 Crisis

by Rich Blake

CONTACT Bank Insurance & Securities Association 2025 M Street, NW, Suite 800 Washington, DC 20036
p:	202-367-1111
f:	202-367-2111
e:	bisa@BISAnet.org