SEC Launches Fintech Hub

Politico Pro

10.19.18

DOL Likely to Address Fiduciary Rule Again Next Year

InvestmentNews

10.18.18

SEC Investment Advice Rule Scheduled for Completion in September 2019

Politico Pro

10.18.18

Risk of Bank-Like Regulation Fades for Big Financial Firms

Wall Street Journal

10.17.18

SEC Ruling Takes Aim at Stock-Exchange Profits

Wall Street Journal

10.17.18

SEC Commissioner Stein Suggests Congress Address Differing Broker, Advisor Standards

InvestmentNews

10.17.18

Public Companies Must Update Controls Against Cyberfraud, SEC Report Says

Pensions & Investments

10.16.18

SEC Does Not 'Dictate' Cyber Controls, Cyber Chief Says

Think Advisor

10.16.18

New Jersey Releases Uniform Fiduciary Standard Pre-Proposal, Seeks Comments

InvestmentNews

10.16.18

Fidelity Says It Will Trade Bitcoin for Hedge Funds

Wall Street Journal

10.15.18

Regulators Consider Relieving Prudential of Federal Oversight

Wall Street Journal

10.15.18

Income Investors Finally Have a Chance to Cash In

New York Times

10.12.18

SEC Revives Push to Finish Long-Awaited Swaps Rules

Wall Street Journal

10.12.18

SEC Releases New Strategic Plan

Think Advisor

10.12.18

SEC Chair Jay Clayton Says Quarterly Reporting Won't Change "Anytime Soon"

Wall Street Journal

10.12.18

Quiet Revolution Takes Hold in Global Finance with LIBOR's Days Numbered

Politico Pro

10.12.18

Cryptocurrencies Pummeled in Fresh Attacks by Lawmakers, Regulators

Politico Pro

10.11.18

SEC's IG Says Cryptocurrencies Burdening Oversight Efforts

Politico Pro

10.11.18

Global Regulators Say Crypto Currencies Need Vigilant Monitoring

Reuters

How the continuing decline in branch traffic and accelerating branch closings are affecting bank and credit unions

Insights | 09.27.18

Branch Referrals Down 31 Percent Last Year

by Tim Kehrer, Kehrer Bielan Research & Consulting and Mike Sause, AMS

Increase profits with these life insurance sales tactics.

Insights | 09.20.18

Strategies for Increasing Insurance Sales

by Scott Stathis, Managing Partner, Stathis Partners, LLC; and Joe Black, VP, Head of Bank and Wirehouse Sales, National Western Life

By Rich Blake

Regulatory Outlook | 09.19.18

SEC's Proposed Disclosure Form Comes Under Fire

by Rich Blake

Building out a new generation of advisors at CUNA Mutual Group

Leadership Perspectives | 09.13.18

Budgeting Season Strategies: Shifting Focus Toward Long-Term Objectives

by Rich Blake

Insights | 09.12.18

How to Find and Cultivate Prospects that Fit Your Business

by Tony Cole, Founder and CEO of Anthony Cole Training Group

Ten years since the collapse of the Lehmen Brothers, BISA Portfolio takes a look at how the financial advisory community has changed.

Insights | 09.05.18

10 Years: Reflecting on the Global Financial Crisis

by Rich Blake

Innovation | 08.28.18

Industry Expert: It's Time Advisors Took a Fresh Look at Insurance Products

by Rich Blake

The four major risks to retirement income and what FIA benefits can do to help manage those concerns.

Insights | 08.23.18

Managing 4 Key Retirement Income Risks

by Stuart Bergoine, CLU®, ChFC®, Vice President Relationship Management, Eagle Life Insurance Company

Regulatory Outlook | 08.21.18

The Fiduciary Rule is Dead, But Litigation Risks Live On

by Rich Blake

What a summer fishing trip can teach you about the sales environment.

Insights | 08.16.18

5 Sales Lessons from My Summer Vacation — Canada Fishing Trip

by Tony Cole, Founder & Chief Learning Officer

Key takeways from FINRA's first-ever Industry Snapshot

Insights | 08.15.18

FINRA's Inaugural Industry Snapshot: Ranks of Registered Reps Waning

by Rich Blake

Recap from the August 4 NAIC annuity rules subcommittee meeting

Insights | 08.07.18

Annuity Sales Inch Closer to a Higher Standard

by Rich Blake

CONTACT Bank Insurance & Securities Association 2025 M Street, NW, Suite 800 Washington, DC 20036
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e:	bisa@BISAnet.org