10.31.24

New Regulatory Risk Meter Highlights Advisor Compliance Hotspots

by: Leo Almazora

Cetera's new Risk-O-Meter aims to provide a comprehensive look at the regulatory landscape facing advisory practices. "In today’s rapidly changing regulatory environment, being informed is not just important — it’s essential," said Mark Quinn, director of regulatory affairs at Cetera. "The rules governing our industry are becoming more complex and stringent every year."

Read the full article on InvestmentNews