05.15.20

FINRA Issues State-Ordered Stay-at-Home Guidelines for Members

by: Jacqueline Sergeant

FINRA has provided a list of state-ordered workplace restrictions in response to the pandemic. Many of the shelter-in-place or stay-at-home orders include financial institutions as essential businesses, notes FINRA, and permit critical onsite functions to continue subject to limitations. FINRA noted that the orders vary in scope and duration, but generally require businesses not considered essential to close their physical offices and continue their operations remotely. A majority of the orders, which were issued in late March, have since been extended.

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