02.02.22

FINRA Uses Deep Learning for Market Manipulation Surveillance

by: Traders Magazine

FINRA’s market regulation and technology teams have wrapped up a project to migrate the majority of FINRA’s market manipulation surveillance program to using deep learning. According to FINRA, this is “perhaps the largest application of artificial intelligence” in the RegTech space to date. “What we were looking to do here was really to answer some of the questions that were presented in surveillance: changing market conditions, increased volatility, increased volumes and change in conduct,” said Susan Tibbs, senior vice president of market manipulation in the market regulation quality of markets group, during a podcast.

Read the full article on Traders Magazine