05.23.24

FINRA To B-Ds: Don't Blame Us for Your Back-to-Office Mandates

by: Tracey Longo

The Financial Industry Regulatory Authority (FINRA) has issued a statement clarifying that it is not the reason for Wall Street’s push to get workers and advisors to come back into the office. While new rules go into effect June 1 requiring firms to provide a list of locations, including home offices, where employers and reps carry out securities-related activities and a permanent pilot program for remote inspections begins July 1, FINRA said the rules should provide more, not less, remote work flexibility for the broker-dealers and associated persons it regulates.

Read the full article on Financial Advisor