Regulatory & Compliance | 09.18.26
FINRA Delays Fee Hikes, Grants Three-Month Trading Levy Holiday
by: Miriam Rozen
The Financial Industry Regulatory Authority (FINRA) is delaying planned fee increases for member firms by two years, keeping 2026 rates in place through 2029. The regulator estimates the postponement will save the industry $718 million, or a median $5,199 per member. Separately, FINRA will set its trading activity fee to zero from Oct. 1 through Dec. 31, providing an estimated $160 million in additional savings. FINRA cited higher-than-expected trading volumes and revenue, along with reduced expenses following a major reorganization, for the changes. Firms will decide whether to pass savings to customers. FINRA previously rebated $100 million in 2025 and $50 million in 2024.
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