News | 08.09.19
FINRA Launches Reg BI Webpage, Plans Workshops
FINRA has created a Regulation Best Interest (Reg BI) webpage to help broker-dealers comply with the SEC's rule, and is urging broker-dealers to submit questions to the securities regulator about Reg BI and the agency's customer relationship summary, Form CRS. FINRA said it will produce written and online content to assist firms, as appropriate, and that it plans to hold in-person meetings and workshops to assist firms with their implementation efforts.
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