04.21.25

FINRA Announces New Forward Initiatives

by: FINRA News Release

The Financial Industry Regulatory Authority (FINRA) announced the launch of FINRA Forward, a series of initiatives aimed at boosting its effectiveness and efficiency in pursuing its mission. The initiatives include a broad review of its rules to modernize requirements and eliminate unnecessary burdens. FINRA is also expanding its cybersecurity and fraud prevention activities to support members’ risk management capabilities and resilience. "Continuous improvement means our work is never done, especially since capital markets are constantly evolving and new opportunities to do better are always emerging,” FINRA CEO Robert Cook wrote in a blog post about the initiatives.

Read the full article on FINRA News Release