News | 05.14.19
SEC Poised to Adopt Landmark Financial Advisors Rules
The SEC is expected to adopt regulations for financial advisors as soon as this month, according to insiders. Drafts of the final rules have been circulated among the agency's commissioners, and a vote to adopt Regulation Best Interest could be held in two to three weeks, they said. The sources did not offer details on the final rules and cautioned that the timing for a vote could slip into June.
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