News | 11.20.19
SEC Chairman Wants to Know: 'Have We Preserved Choice' in Reg BI?
The Securities and Exchange Commission “really encourages engagement” as the agency implements Regulation Best Interest (Reg BI), the agency's chair, Jay Clayton, said Tuesday. “I want to know: Have we preserved choice?” Clayton said during a question-and-answer session at the Securities Industry and Financial Markets Association's annual conference. “Choice in a way that provides investors the choice and protection that they deserve and expect?”
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