11.20.19
SEC Chairman Wants to Know: 'Have We Preserved Choice' in Reg BI?
by: Melanie Waddell
The Securities and Exchange Commission “really encourages engagement” as the agency implements Regulation Best Interest (Reg BI), the agency's chair, Jay Clayton, said Tuesday. “I want to know: Have we preserved choice?” Clayton said during a question-and-answer session at the Securities Industry and Financial Markets Association's annual conference. “Choice in a way that provides investors the choice and protection that they deserve and expect?”
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