Regulatory Outlook | 09.15.21
Ruppert to Succeed Havlik as FINRA's Supervision Chief
Greg Ruppert, executive vice president and leader of FINRA's National Cause and Financial Crimes Detection Program, has been tapped to succeed the retiring Bari Havlik as head of the department of member supervision. Havlik founded a single national examination and risk monitoring program designed to bring FINRA's regulatory resources and expertise into line with the risk profiles and complexities of its member firms.
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