05.13.25

FINRA Works To Modernize

by: Tracey Longo

At the Financial Industry Regulatory Authority (FINRA) annual conference on May 13, executives talked about their plans to modernize the organization, including pushing ahead with its FINRA Forward initiatives, a campaign to improve its effectiveness and efficiency. FINRA President and CEO Robert Cook kicked off the morning by framing the conversation around the effort as a strategic initiative to modernize regulation, protect investors and bolster firm resilience in the face of rapid technological and structural change.

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