07.20.26

FINRA Reelects Curtis as Chair, Adds Small-Firm Voice in Gettenberg

by: Steve Randall

Financial Industry Regulatory Authority (FINRA) announced the results of its Board of Governors elections, reelecting Scott Curtis, COO of Raymond James Financial, as Large Firm Governor and selecting Jay Gettenberg, CEO and financial and operations principal at ACI Capital Markets, as Small Firm Governor. Gettenberg replaces Wendy Lanton, chief operations and compliance officer at Herold & Lantern Investments. Both governors will serve three-year terms on the board.

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