Regulatory Outlook | 07.07.20
FINRA Plans Fee Hikes for 2022 and Beyond
FINRA will not increase fees in 2020 and 2021. However, the regulator plans to submit a proposal with the SEC to raise fees in the years after 2021. FINRA says the fee increases will occur in phases and will not begin until 2022. The move to not increase fees in 2020 marks the seventh straight year that FINRA has not increased fees.
Read the full article on Think Advisor.