01.19.22

FINRA Focuses on Sales of Complex Products, Crypto

by: Mark Schoeff, Jr.

FINRA's 2022 priorities include bolstering rules surrounding sales of complex products and enhancing safeguards related to purchasing cryptocurrencies and digital assets from brokerages, CEO Robert W. Cook said Wednesday. “A theme of a lot of what we'll be doing this year is going to be around retail investor protection issues, particularly in light of the surge of retail investors we've seen come into the markets in recent years,” Cook said during a webinar.

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