News | 11.29.18
Large Broker-Dealers Expand How They Work with Small 401(k) Plans
Large brokerage firms are giving more attention to how their financial advisors do business with small 401(k) plans. The firms have expanded the ways in which their advisor forces can offer fiduciary investment services to employers sponsoring small 401(k) plans. One goal is to give firms a way to manage risk among relatively inexperienced retirement plan advisors who want to work with 401(k) plans and gives more advisors a way to provide fiduciary services to clients as a greater number of clients are seeking them.
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