10.18.18
SEC Investment Advice Rule Scheduled for Completion in September 2019
by: Patrick Temple-West
The SEC is aiming to finish regulations for investment advice in September 2019, according to a regulatory agenda released by the Trump administration. The SEC's proposed test to cap stock-trading fees, known as the “transaction fee pilot,” is also slated to be finalized in September 2019, the agenda says.
Read the full article on Politico Pro