News | 03.08.19
State Securities Regulators Back Nevada's Fiduciary Rule Proposal
While the North American Securities Administrators Association focuses on guiding the direction of the SEC's investment advice reform proposal, the group also is supporting a separate Nevada effort to raise advice standards. In a comment letter to the Nevada Securities Division Thursday, the group said Nevada's proposal to impose a fiduciary duty on the state's brokers and other financial professionals would increase investor protection.
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